C2C Consulting

Audit
Failure Guide

Common compliance audit failure points and how to address them before they become problems.

Audit Guide

Common audit failure points

Understanding where compliance audits typically fail and how to address gaps before they become problems.

Smart Contract Vulnerabilities

Unaudited contracts with reentrancy, overflow, or access control flaws that create exploitable attack surfaces.

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Incomplete KYC/AML Workflows

Missing identity verification steps, broken document upload flows, or inadequate sanctions screening coverage.

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Audit Trail Gaps

Missing transaction logs, incomplete compliance records, or inadequate evidence collection for regulatory examination.

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Regulatory Boundary Confusion

Unclear whether a token is a security, utility, or payment instrument — leading to compliance misalignment.

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Infrastructure Misconfigurations

SSL expiry, DNS gaps, CDN issues, or deployment pipeline failures that create downtime and compliance exposure.

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Documentation Deficiencies

Missing compliance policies, inadequate procedure documentation, or incomplete evidence for regulatory review.

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Prevention

Audit-Ready Systems

Get your compliance infrastructure reviewed before the auditors arrive.